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THE
CONCEPT OF THE
CONSULTATION
On 19 January 2008, CYSD
(Centre for Youth
and Social
Development) and
VANI (Voluntary
Action Network
India), an apex body
of Indian NGOs,
organized a State
level consultation
on the National
Voluntary Sector
Policy – 2007 at
Hotel Crown.
The consultation in
Orissa was part of
the state level
deliberations
on the National
Voluntary Policy,
the first of its
kind in the history
of India, being
organized by VANI
all over the
country. This Policy
that was formally
approved by the
Union Cabinet on 17
May 2007 has
been drafted by the
Planning Commission
with the help of
experts and
NGOs, and VANI and
CYSD have been
closely associated
with the framing
of this policy.
Coming as it
does at the
beginning of the
11th Five
Year Plan (2007-12),
which promises to
encourage
partnerships between
Civil Society
Organizations (CSOs)
and the government,
the national
policy is an attempt
to help the
Voluntary Sector
contribute to the
social, cultural and
economic advancement
of the people of
India by
encouraging,
enabling and
empowering an
independent,
creative and
effective voluntary
sector.
The main objectives
of the policy
include: a) Creating
an enabling
environment for
Voluntary
Organizations (VOs)
that not only
stimulates
their effectiveness
but also protects
their identity and
safeguards
their autonomy; b)
Enabling VOs to
legitimately
mobilize the
necessary
financial resources
from India and
abroad; c)
Identifying systems
by
which the Government
may work together
with the Voluntary
Sector; and
d) Encouraging VOs
to adopt transparent
and accountable
systems of
governance and
management.
Recognizing that the
real challenge
before the
government and the
voluntary sector is
the actual
implementation of
the policy, and to
ensure that the
policy is not a mere
"tiger without
teeth", this
state
level consultation
had been organized
to provide a roadmap
for
operationalising its
key features. The
consultation also
recognized
the important role
that the voluntary
sector has to play
in
implementation of
this policy. It was
an attempt at
dissemination and
discussion of the
Policy in Orissa so
that the Policy is
shared and
debated by members
of the voluntary
sector and an
interface is
organized with the
state government to
ask them for their
response to
the Policy and
explore the way
forward for a state
level policy for
the voluntary
sector.
INAUGURAL
SESSION:
The Inaugural
Session began with
Shri Paresh Tewary,
Chief Executive
Officer, VANI
welcoming all the
participants. Mr
Tewary introduced
the
participants to VANI
by talking about how
it started, what it
is all
about, and what it
does. He informed
the participants
that VANI was
founded in 1988 to
be a platform for
national level
advocacy,
coordination and
action to support
and promote
voluntarism. VANI
has
been working as a
catalyst between
central and state
governments and
their machineries on
the one hand and
Indian NGOs on the
other. Mr
Tewary described
VANI as a premier
network of voluntary
organizations
in India with over
25,000 NGOs spread
across 25 states of
Orissa. Mr
Tewary explained
that sharing
knowledge on
policies and
programmes of
the Government and
donor organizations
to its members is
central to
VANI's advocacy
work.
Mr Tewary lauded the
democratic spirit
with which the
consultation was
organized because
'participation' was
the defining
characteristic of
and key to
democracy. He
described the
National Policy as a
milestone
because it
acknowledged the
role and
significance of the
voluntary
sector.
He hoped that the
Consultation would
help achieve three
goals -
1) Formation of a
group that would
help the state
government in the
formulation of a
state policy on the
voluntary sector.
2) Increased
interactions between
networks of
voluntary sector in
Orissa and VANI.
3) A warm feeling of
solidarity among
Voluntary
Organizations as
they
work towards a
common cause of
development in the
country.
Shri Jagadananda,
Member Secretary,
CYSD and Former
Chairperson,
Voluntary Action
Network India (VANI)
in his
"Introductory
Address"
explained the
rationale behind
holding the
Consultation to the
participants. He
introduced the
National Policy on
the Voluntary
Sector as well and
outlined its salient
features. He
discussed some of
the substantive
issues and some of
the issues and
challenges that the
Voluntary Sector
faced today.
Shri Jagadananda
began by indicating
the significance
attached to the
policy by the
Government of India
by describing the
policy as a
landmark document in
the history of
voluntary sector in
India. He
mentioned some of
the steps taken and
the effort it
entailed to make
the National Policy
as helpful as
possible to the
Voluntary Sector. He
said that the
process took 2-3
years and that a
joint machinery had
been set up in the
Planning Commission
with representatives
of the
Voluntary Sector and
senior bureaucrats
of the rank of
Secretaries led
by the Cabinet
Secretary himself at
the helm. Task
forces were
constituted and
there were many
meetings in which
substantive issues
were taken up and
debated. A sincere
attempt was made to
address the
problems of the
Voluntary Sector
because the National
Policy
recognizes the
important role the
Voluntary Sector has
to play in
various areas. It
clearly
acknowledges,
"The voluntary
sector has
contributed
significantly to
finding innovative
solutions to
problems
such as poverty and
deprivation, through
awareness campaigns,
social
mobilization,
service delivery,
training, research
and advocacy."
Mr. Jagadananda
highlighted some of
the key features of
the Policy
that aimed to give a
greater role to the
Voluntary Sector in
the
development of the
country. The
foremost among them
was the aim to
make the Voluntary
Sector a Partner in
Development. He
pointed out
that till now, the
collaboration with
the State was in the
nature of
project funding and
project partnership.
The major change,
the
National Policy
suggests is a
strategic
collaboration, there
the
Voluntary Sector is
involved not merely
to execute State
programs but
in a much more
substantial way,
from the very
conceptual stage
itself.
The national policy
was, therefore, the
beginning of a
process to
evolve a new working
relationship between
the Government and
the
Voluntary Sector,
without affecting
the autonomy and
integrity of the
Voluntary
Organizations.
The National Policy
also emphasized the
need for making the
Voluntary
Sector strong and
vibrant to enable it
to make to
contribute more
effectively to the
advancement of the
people of the
country, Mr.
Jagadananda said. A
key element in this
was in making the
Voluntary
Organizations more
accountable and
transparent. He
lauded the
Voluntary Sector for
its contribution in
making the processes
of
Social Audit more
prevalent and for
working to bring the
RTI into
being, but wondered
how many from within
the sector were
allowing the
same tools like
social audit to be
used with their
organizations.
Mr. Jagadananda
explained that as
the State sought to
empower and
enable the Voluntary
Sector through the
Policy, and as the
power and
influence of the
Voluntary Sector
increased, the Civil
Society
Organizations come
increasingly under
the scanner as they
are in the
spotlight. Their
demand for greater
accountability of
other
institutions makes
them vulnerable to
the same demands. He
pointed out
that this demand has
been increasing as
some small section
within the
sector have been
found guilty of
abuse of trust and
privilege as well.
As the Voluntary
Sector rose to face
the challenges and
issues, Mr.
Jagadananda also
spelt out some of
the 'continuing
dilemmas', which
according to him
were bothering the
Sector.
1)
The diversity
of contexts in which
the Sector operated
was a
problem because then
no one solution
would work. The
challenge before
the Sector,
therefore, was to
find innovative and
effective solutions
in each area.
2)
There was a
great diversity in
the nature of the
organizations as
well. There were
networks,
coalitions,
campaigns,
grassroots
organizations etc.
So, could a single
framework to
understand the
Sector be effective?
3)
There was the
problem of competing
claims and balancing
unequal
stakeholders such as
the donors, the
government and the
people. Under
the pressure of
meeting the
accountability needs
of the donors and
the
government, the
accountability needs
of the people often
get relegated
to the background,
Mr. Jagadananda
opined.
Mr. Jagadananda
urged the Voluntary
Sector to rise to
the challenges
and set precedents
in accountability
and to keep
innovating by
cultivating a
culture of
organizational
learning. Since the
intention
of the National
Policy was quite
clear in trying to
enable and empower
the Voluntary
Sector, he asked the
participants from
the Voluntary
Sector to give a
critique of the
National Policy.
Their feedback was
important so that
efforts could be
made to take the
Policy forward and
would help work
towards a State
Policy on the lines
of the National
Policy. He assured
them that the
important issues and
questions
emerging from the
Consultation would
be communicated to
the
Policymakers in the
Government.
In his inaugural
address, Shri Ajit
Tripathy (IAS),
Chief Secretary,
Government of Orissa
said that the
Government had high
expectations
from the Voluntary
Sector while
acknowledging that
the NGO sector had
suffered because of
unfriendly attitude
in the government,
the
economic mafia and
terrorists as well.
He pointed out that
even PRIs
were not friendly to
NGOs and saw them as
competitors.
Mr. Tripathy said
that the Voluntary
Sector and the
Government should
not be suspicious of
each other and work
as competitors.
Rather, they
should work
together. He
repeatedly urged the
Voluntary Sector to
forget their old
sense of
isolationism and
rivalry and become
partners
in the development
process in the
state. The
Government and NGOs
should work together
to prevent problems
rather than to look
forward
to expose each
other. Arguing that
prevention was any
day better than
cure, he urged the
Voluntary
Organizations to
help the Government
in
preventing important
government projects
from failing.
Mr. Tripathy
appealed to the
Voluntary
Organizations to use
their
information networks
to help the
Government. They
could help in many
fields but primarily
in 1) ensuring
communal harmony and
preventing
communal
disturbances, 2) in
prevention of
corruption that was
demoralizing the
people, and 3) in
informing the
government about
gaps
in policies and
their
implementation.
He was full of
praise for SHGs and
the momentum it had
generated. He
said that with
greater support of
NGOs, the number of
SHGs could be
doubled so that the
revenue generated
through them could
also be
doubled. Admitting
that government
advertisements often
have limited
response, Mr.
Tripathy suggested
that with the help
of Voluntary
Organizations, there
could be a much
better response to
government
policies with more
people benefiting
from them.
He informed the
participants about
strengthening
village level
institutions such as
the Pani Panchayats
and Joint Forest
Management
Systems as important
and potential areas
for the VOs and the
Government to work
together. He urged
the VOs to suggest
better ways
of working together.
TECHNICAL
SESSION- I
Government and
Voluntary Sector
Engagement: Issues
and Challenges
Chair: Mr. A V Swamy,
Director, VISWAS
Dr. Bhagban prakash,
civil society
expert, in his talk
covered the
entire gamut of
issues and
challenges that came
into an engagement
between the
Government and the
Voluntary Sector. He
began by
expressing his
pleasure on seeing
the National Policy
which has
captured the various
facets of the
sector.
Dr. Prakash began
his presentation by
charting a brief
history of
engagement between
the government and
the voluntary sector
in India.
He said that in the
pre-independence
period, there was
little talk
about the Voluntary
Organizations as a
Sector and problems
they faced
in general. It is to
the credit of the
Voluntary Sector
that the
agenda of the
Planning Commission
and the Voluntary
Sector is the same
today. But there was
a difference in the
relationship between
the
State and the
Voluntary Sector for
the perception of
the Voluntary
Sector was of
romanticization in
the pre-independence
period. The
dream turned to
disillusionment in
the 1970s and the
love-hate
relationship has
continued ever
after, he said.
In response to the
three instruments of
engagement outlined
in the
National Policy, Dr.
Prakash pointed out
that,
1) Although the
Policy talks of
formal Consultation
at the Centre,
State and District
levels, the
Government was yet
to spell out the
role of the
Voluntary Sector in
PRIs at the State
and District levels.
2) He questioned the
notion of the
"strategic
collaboration"
that the
National Policy
envisages between
the Government and
the Voluntary
Sector. This
"strategic
collaboration"
should mean that the
Voluntary
Sector is seen not
as an implementing
partner alone but as
partner in
all planning and
formulation of
development
strategies. A
mechanism
had to be created to
put that concept
into practice.
Since, there were
many multi-sectoral
issues like health,
environment and
poverty he
alerted the
participants that
unless there was
really a strategic
collaboration
between the
government and the
voluntary sector,
the
engagement between
them was going to
fail.
3)
And with
respect to the third
instrument of
engagement, i.e.
project funding, he
pointed out that
there was no
standardization of
schemes. The norms
are arbitrarily
framed and vary from
Ministry to
Ministry and
department to
department.
Dr. Prakash then
went on to delineate
some of the major
issues that
the Voluntary Sector
faced today.
1. He said that the
VOs had a limitation
in their impact as
they
maintained a
critical distance
from mainstream
political
institutions.
Activities of VOs
such as
mobilization,
campaigning etc are
political
but they mostly
remain away from
mainstream politics.
Given the scale
of the state and
number of VOs, the
impact is limited.
The impact of
VOs without GO-VO
collaboration can be
limited. They could
only create
small models of
development,
generate ideas and
give them to the
Government.
2. The VOs have not
been able to
leverage their mass
base to influence
public policy
3. Ambiguities
continue about
devolution of funds,
and functions and
functionaries in
PRIs- The role of
VOs is not yet
defined.
4. Divergence in
perception of
engagement- The
Government expects
VOs
to work on service
delivery but VOs are
moving into
advocacy.
5. Although the 11th
plan outlay for 5
years is 35, 44,718
crores,
there is no amount
earmarked for the
Voluntary Sector.
6. Networking and
alliance building
among NGOs is poor.
The ball was
in the court of the
Voluntary Sector to
strengthen
themselves with
stronger networking
among all the 5000
NGOs working in
Orissa.
7. To give credit to
the Government,
there have been many
policy
initiatives in the
last two years
seeking
participation of VOs.
The
NREG, NRHM, Bharat
Nirman etc. are some
of them. The 11th
plan also
recommends CSO
participation in
implementation and
evaluation of the
planning process.
After delineating
some of the issues
that need to be
addressed to make
the engagement
between the VOs and
the Government more
productive, Dr.
Prakash suggested
that there should be
a civil society
chamber at the
national level and
state level on the
lines of the
attempted second
chamber for civil
society in the UNGA.
This would enable
real
engagement and
strategic
collaboration.
Mr. G. V. V. Sharma,
Commissioner-cum-Secretary,
State Revenue and
Disaster Management
Department, said
that he was
attending the
Consultation not as
a member of the
Government but as
one interested
to learn. He briefly
responded to some of
the issues that had
emerged
in the
presentations.
1)
He said that
if VOs are
maintaining critical
distance from
political
institutions, it is
either out of
compulsion or
choice. As
far as the
Government is
concerned there is
no compulsion. In
many
places, VOs have
joined political
institutions like
PRIs. So, VOs
exercise that choice
in their interest of
doing better work.
2)
He also
clarified that a
policy need not be
passed by
Parliament.
Therefore, the
National Policy in
its present form
could also be
effective without
having to go to
Parliament.
3)
He lamented
the fact that though
both the Government
and Civil
Society are working
for the redressal of
some of the basic
problems
affecting the
country like
malnutrition,
poverty etc. most of
the work
done by civil
society and the
Government is done
in a
non-participatory
manner.
4)
He said that
though there is
excellent synergy
between the GO and
VOs during natural
calamities such as
the super cyclone,
there was no
synergy during
non-emergency
situations.
5)
The real
challenge was how
the GO and VOs could
work together at
the village and
panchayat levels, to
play an empowering
role for the
people.
6)
Regarding the
question of
criticism of NGOs,
Mr. Sharma pointed
out
that with more than
23,000 NGOs
registered as
societies, the
Government was not
equipped to respond
to criticisms about
specific
NGOs. No civil
servant is empowered
to take action
against any NGO on
the basis of
criticism other than
for mis-utilization
of funds.
Mr Dipak Mohanty,
Director, OTELP took
off from where Mr.
Sharma left
by talking about the
issues, challenges
and how to try and
implement
synergy at the
community level. He
said that he could
see only 2
challenges in GO-VO
partnership.
1.
Psychological
challenge at the
level of human
attitude. If this is
taken care of,
challenge at the
operational level is
taken care of. He
pointed out that the
Government has a
secure, prescribed
set of
administrative
structure behind it.
If the security is
challenged, the
Government becomes
vulnerable. The
benefit of VOs and
their work also
has to be visible to
communities.
2.
The other
challenge was of
mutual trust and
respect between GO
and
VO. He said,
both the Government
and the Voluntary
Sector should be
open to perspectives
from the other side
and consider them.
Both had
to work together as
wheels of the same
vehicle.
Mr. Mohanty talked
about some of the
lessons learnt from
OTELP and
said that there
should be joint
responsibility,
joint accountability
and transparency.
The
subordinate-superior
relationship should
not
come in the way of
working together. If
the two
aforementioned
challenges are met,
there could be a
productive
collaboration
between
the Government and
VOs.
OPEN
HOUSE DISCUSSION
The Technical
Session was followed
by an Open
Discussion in which
many
participants raised
questions and
offered their
opinions. Some of
the
points that came up
are:
1.
Partnership: A
Mirage-
a)
The Chair of
the Session, Mr. A V
Swamy, Director,
VISWAS, surmised
that everyone seemed
to be convinced it
was a policy only to
involve
VOs but not to
partner them. Their
intention was to get
VOs to
implement Government
schemes and not to
involve VOs in the
formulation
of scheme. He said
the Government saw
VOs as facilitators
for
community
mobilization and not
as community
representatives.
b)
Mr. Satya of
Seva Jagat,
Kalahandi said there
were few people in
the Government who
really treated NGOs
with respect and
listened to
them. He pointed out
that any NGOs
working on Rights
were removed from
the consultative
process also. In the
case of NREGA, Mr
Satya told the
participants that
when they informed
state functionaries
about gaps in
implementation, the
latter did not
listen and abused
them instead.
c)
Smt. Kasturi
Mahapatra, Director,
Open Learning
Systems, questioned
the intention of the
Government to
partner VOs when VOs
were not
consulted on budget
allocation etc.
d)
Mr. Manoj
Pradhan wondered how
there could be
partnership when
they
had to work in a
very hostile
environment.
2.
Regulation-
a)
The role of
the VOs, Mr. A V
Swamy emphasized was
that of
innovators. Most of
the Government
policies were
started by VOs,
which
were later adopted
by the Government.
He added that
because they were
innovators, they
could not be
regulated. Activists
were not to be
regulated; they are
to be followed.
b)
Mr. Ramakant
Satpathy said that
regulation should be
limited
because if there is
more regulation,
then voluntarism
would lose its
spirit. He pointed
out that there were
already existing
mechanisms for
regulation.
3.
Soul Searching-
a)
Many
participants felt
that the NGOs had to
be more transparent
and
accountable so that
they earn the
respect of all.
b)
Mr Satya of
Seva Jagat said the
NGOs should disclose
all their documents.
c)
Mr. Prafulla
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